EVALUATING THE RELATIONSHIP BETWEEN HEALTH LITERACY AND SELF-EFFICACY ON DIABETES SELF-MANAGEMENT AFTER PARTICIPATION IN A WEB-BASED EDUCATIONAL PROGRAM FOR PATIENTS WITH TYPE 2 DIABETES By Judy L. Hinchman-Flynn Doctor of Nursing Practice Degree DNP, Penn West University, 2024 MSN, State University of New York at Buffalo, 1999 BSN, University of Pittsburgh, 1995 A DNP Research Project Submitted to Penn West University In Partial Fulfillment of the Requirements for the Doctor of Nursing Practice Degree April 2024 ___4/30/24___ Date __4/26/2024__ Date __4/28/24____ Date 4/28/24 ____________ Date ______Robin R. Weaver, PhD, RN, CNE___________ Committee Chair __Donna Falsetti, DrPH, CRNP_______________ Committee Member ___Trisha L. Wright, DNP, CRNP, FNP-BC, ATC______________ Committee Member ______________________________________________________ Dean of the College of Health and Human Services Clarion University HEALTH LITERACY AND DIABETES SELF-MANAGEMENT 1 Evaluating the Relationship between Health Literacy and Self-Efficacy on Diabetes SelfManagement after participation in a Web-Based Educational Program for Patients with Type 2 Diabetes Judy Hinchman-Flynn MSN, FNP Doctor of Nursing Practice Degree Candidate Clinical Advisor: Dr. Robin Weaver Penn West University HEALTH LITERACY AND DIABETES SELF-MANAGEMENT 2 The following committee members have approved the Clinical Scholarly Project. Dr. Robin Weaver_____________________________________________ Dr. Donna Falsetti, DrPH, MSN, FNP______________________________ Dr. Trisha Wright DNP__________________________________________ February 2024 HEALTH LITERACY AND DIABETES SELF-MANAGEMENT 3 Table of Contents Abstract------------------------------------------------------------------------------------------5 Chapter 1 Introduction-------------------------------------------------------------------------6 Concept Definitions----------------------------------------------------------------------------6 Health Literacy------------------------------------------------------------------------------6 Diabetes Self-Management----------------------------------------------------------------8 Self-Efficacy---------------------------------------------------------------------------------8 Chapter 2 Literature Review--- -------------------------------------------------------------10 Bandura’s theory of Self-Efficacy------------------------------------------------------14 Chapter 3 Methodology-----------------------------------------------------------------------15 Chapter 4 Results and Discussion-----------------------------------------------------------20 AAHLS--------------------------------------------------------------------------------------19 DMSES--------------------------------------------------------------------------------------21 Table 1---------------------------------------------------------------------------------------23 Chapter 5 Summary, Conclusions, and Recommendations------------------------------26 Limitations-----------------------------------------------------------------------------------26 Future research------------------------------------------------------------------------------28 References---------------------------------------------------------------------------------------29 Appendices--------------------------------------------------------------------------------------34 Appendix A Consent Form----------------------------------------------------------------34 Appendix B AAHLS-----------------------------------------------------------------------36 Appendix C DMSES-----------------------------------------------------------------------39 Appendix D Web-based Educational Program-----------------------------------------42 HEALTH LITERACY AND DIABETES SELF-MANAGEMENT 4 Appendix E Fleisch-Kincaid Results----------------------------------------------------- 43 Appendix F Educational Pamphlet--------------------------------------------------------44 HEALTH LITERACY AND DIABETES SELF-MANAGEMENT 5 Abstract Research has supported health literacy as one of the determinants in diabetes management (Fang et al., 2020; Kim & Utz, 2019; Robatsarpooshi et al., 2020; Van der Heide et al., 2014). Low health literacy has led to poor health outcomes in diabetes management (Poureslami et al., 2017; Van der Heide et al., 2014; Wang et al. et al., 2016). Research lacks interventions aimed at improving diabetes self-management for individuals with low health literacy (Jiang et al., 2019; Kim & Utz, 2019; Vandenbosch et al., 2018). This doctoral quality improvement project aims to evaluate the relationship between health literacy and diabetes self-management skills after participation in a web-based educational pilot program for adult patients with Type 2 diabetes in a rural community in Western Pennsylvania. Keywords: health literacy and Type 2 diabetes, self-efficacy and Type 2 diabetes, rural health literacy HEALTH LITERACY AND DIABETES SELF-MANAGEMENT 6 Evaluating the relationship between Health Literacy and Self-Efficacy on Diabetes SelfManagement after participation in a Web-Based Educational Program for Patients with Type 2 Diabetes Chapter 1 Introduction Diabetes affects 30.3 million people in the United States (United States Centers for Disease Control [USCDC], 2017). Ninety percent of those people affected have Type 2 diabetes (USCDC, 2017). This chronic and often life-long disease contributes to 237 billion dollars to healthcare costs in the United States yearly (USCDC, 2017). Complications associated with diabetes include heart disease, stroke, kidney disease, and blindness (USCDC, 2017). According to Rural Healthy People 2020, diabetes incidence is 17 percent higher in rural regions (Rural Health Information Hub, 2020). The purpose of this doctoral project is to evaluate the relationship between health literacy and diabetes self-management after participation in a webbased educational pilot program for patients with Type 2 diabetes in rural health clinics in Western Pennsylvania. Definitions Health Literacy Personal health literacy is defined by Santana et.al., 2021, in the Healthy People 2030 Initiative as “the degree to which individuals have the ability to find, understand, and use information and services to inform health-related decisions and actions for themselves" (p. S259). This definition of health literacy was expanded by the Healthy People 2030 Initiative to include the importance of organizations having a role in facilitating personal health literacy (Santana et al., 2021). Health literacy is divided into three types: functional, communicative, and HEALTH LITERACY AND DIABETES SELF-MANAGEMENT 7 critical (Wang et al., 2016). Wang, Hsu, and Lee et al. (2016) define functional health literacy as reading and writing skills. Communicative health literacy pertains to one’s ability to obtain information and understand it (Wang et al., 2016). Critical or conceptual health literacy relates to the individual’s ability to analyze information in order to make informed decisions (Wang et al., 2016). Poureslami et.al. (2017) identify several reasons why health literacy is essential. Inadequate health literacy can increase the prevalence of chronic disease, increase the degree of poor outcomes associated with chronic disease, increase the cost of disease management, and lead to health inequities. Health literacy involves more than just the level of education attained. It is a complex process. A person may have high literacy skills and good verbal communication skills but still have low health literacy, and a person may be very fluent in communication yet be unable to interpret written material (Healthy People, 2020). Health literacy also entails the ability of an individual to understand the health care system and basic health functioning (Department of Health and Human Services, 2010). In May 2013 in Vancouver, a panel of multidisciplinary health literacy experts and policymakers from the United States, Canada, the United Kingdom, and Australia assembled to discuss health literacy and provide a summary of their 4-day meeting (Poureslami et al., 2017). The authors explained that health literacy extends beyond an individual’s ability to process and understand information and empowers them to take action (Poureslami et al., 2017). Past definitions of health literacy focused on the individual patient. Poureslami et al. (2017) recognize a paradigm shift in health literacy ideology toward focusing on the provider. The responsibility falls on the provider to ensure equity in health care and provide health services that discourage inequality due to low health literacy. Unfortunately, healthcare providers are inadequately trained to recognize and implement health information sensitive to patients' low health literacy needs (Robatsarpooshi et al., 2020). HEALTH LITERACY AND DIABETES SELF-MANAGEMENT 8 Diabetes Self-Management Diabetes self-management refers to the ability of an individual to perform skills and health behaviors necessary for improving diabetes outcomes. Wang et al. (2016) prioritize diabetes self-management skills as essential for diabetes care. Diabetes is a chronic disease with life-long implications. It is paramount that patients with diabetes master these skills to improve outcomes. Poor health literacy can hinder patients' ability to master diabetes self-management skills (Robatsarpooshi et. al., 2020; Vandenbosch et al., 2018) Self-management skills may include glucose monitoring, reading food labels for diet adherence, weight control, exercise, preventative care, and medication adherence (Kim & Utz, 2019). Self-Efficacy Self-efficacy is a term closely related to self-management and should be defined for clarity. It enables an individual to solve problems with their diabetes management when they arise (Rural Health Information Hub, 2020). Several confounding factors can influence selfmanagement behaviors, such as social support, health beliefs, attitudes, motivation, and selfefficacy (Yao et al., 2019). Self-efficacy is theoretically based on the social cognitive theory (Yao et al., 2019). Bandura (1995), a psychologist known for his extensive work on selfefficacy, explains self-efficacy as “beliefs in one’s capabilities to organize and execute the course of action required to manage prospective situations” (p. 2). In a descriptive, crosssectional study by Yao et al. (2019), the researchers sampled 2,166 patients with Type 2 diabetes from several providences in China. The researchers conducted a face-to-face survey and concluded that self-efficacy was a critical element of self-management and that patients required self-confidence to manage their disease effectively (Yao et al., 2019). Of particular interest in this study was that the researchers determined rural areas to be deficient in self-management HEALTH LITERACY AND DIABETES SELF-MANAGEMENT 9 skills versus their urban counterparts (Yao et al., 2019). The researchers attributed this variance to lower socioeconomic levels in rural areas and the disparity between rural and urban areas related to a lack of adequate healthcare services (Yao et al., 2019). The researchers acknowledged the limitations of this study as the study methods prohibited drawing inferences and also acknowledged the need for further research with tested measures versus one developed by the researchers (Yao et al., 2019). HEALTH LITERACY AND DIABETES SELF-MANAGEMENT 10 Chapter 2 Literature Review The relationship between health literacy and diabetes self-management skills has been established in multiple studies in the literature (Fang et al., 2020; Kim & Utz, 2019; Robatsarpooshi et al., 2020; Van der Heide et al., 2014). Kim and Utz (2019) evaluated the effectiveness of a Korean study involving a social media-based self-management intervention. In a randomized, controlled trial, the researchers sampled 151 patients from endocrinology clinics and compared social media and telephone self-management interventions to groups of high and low health literacy participants. The researchers concluded that the findings of this study were that both methods proved effective at enhancing self-management and that the gap between high health literacy and low health literacy was bridged, contingent that the intervention was sensitive to low health literate individuals (Kim & Utz, 2019). Previous studies support that individuals with low health literacy will improve self-management skills with face-to-face contact (Kim et al., 2019). Kim, Song, and Park (2019) conducted a descriptive, qualitative study of 20 participants in South Korea in 2016. The researchers determined that participants with low health literacy, as measured on the Korean Functional Health Literacy Test, would do better with a hands-on approach to diabetes education (Kim et al., 2019). Although many participants reported enhanced motivation and learned self-management behaviors, there appeared to be a disconnect in applying the information they learned to real life (Kim et al., 2019). Many of the studies reviewed for this doctoral project showed some conflicting results. One reason may be due to conflicting definitions of health literacy and the wide variety of instruments available that measure the different types of health literacy. In addition, it has been HEALTH LITERACY AND DIABETES SELF-MANAGEMENT 11 acknowledged in some studies that limitations of functional health literacy hindered the participants' understanding of the surveys (Rodrigues et al., 2019; Van der Heide et al., 2014; Vandenbosch et al., 2018; Wang et al., 2016). Interestingly, in a study by Quartuccio et al. (2017), data supports that gender in low health literacy may differ. In a survey of 2,510 older adults with a mean age of 76 years old, the researchers found that female participants with low health literacy showed higher hemoglobin A1C and fasting blood glucose levels than their male counterparts (Quartuccio et al., 2017). In contrast, in a study in Brazil by Rodrigues et al. (2019) of 303 patients with Type 2 diabetes, the researchers determined that low health literacy was unrelated to medication adherence. Younger male participants, scoring higher on health literacy measures, were less compliant with their medication regimens (Rodrigues et al., 2019). Rodrigues et al. (2019) attribute the results to male participants' carelessness. In a large, Dutch, observational, cross-sectional study, 4,265 patients with diabetes were studied to determine the extent to which health literacy was associated with diabetes selfmanagement (Van der Heide et al., 2014). The researchers determined that low health literacy may be associated with some diabetes self-management skills and outcomes (Van der Heide et al., 2014). For example, participants with lower health literacy scores were less likely to exercise and monitor their diabetes through self-glucose monitoring (Van der Heide et al., 2014). However, the researchers acknowledge that low health literacy may be one of many factors that contribute to self-management. Psychosocial elements may also play a role, such as the perception of disease severity, social support, attitudes, and motivation to change (Van der Heide et al., 2014). HEALTH LITERACY AND DIABETES SELF-MANAGEMENT 12 The literature review for this doctoral quality improvement project yielded two systematic reviews and a meta-analysis. Kim and Lee (2016) performed a systematic review and meta-analysis aimed at self-management interventions for individuals with low health literacy. Using rigorous review processes, the authors analyzed 13 studies meeting inclusion criteria from select databases such as PubMed, CINAHL, and EMBASE from 2000 to 2015 (Kim & Lee, 2016). The data was divided into four intervention categories: spoken communication, written communication, empowerment-based interventions, and language/cultural category (Kim & Lee, 2016). The authors concluded that all of the interventions improved diabetes outcomes, such as hemoglobin A1c, with spoken methods of communication having the most favorable outcomes (Kim & Lee, 2016). In another systematic review and meta-analysis, Jiang et al. (2019) reviewed 16 studies related to self-efficacy education for patients with Type 2 diabetes. The authors examined studies from PubMed, Web of Science, EBSCO, CNKI, Wanfang, and Sinomed until January 2018 (Jiang et al., 2019). Their analysis discovered inadequate RCT-based research and a lack of substantial studies that stand up to research rigor (Jiang et al., 2019). The authors concluded that self-efficacy education likely benefits adults with Type 2 diabetes (Jiang et al., 2019). It is apparent from this literature review that the research supports low health literacy impacts on self-efficacy and diabetes self-management (Kim et al., 2019; Kim & Utz, 2019; Van der Heide et al., 2014; Yao et al., 2019). However, more research is needed regarding the effectiveness of educational interventions (Vandenbosch et al., 2018). The American Association of Diabetes Educators (AADE) recommends seven critical components of diabetes self-management education (Association of Diabetes Care and Education & Education Specialists [ADCES], 2020). The AADE 7 focuses on healthy eating, being active, HEALTH LITERACY AND DIABETES SELF-MANAGEMENT 13 self-glucose monitoring, medication adherence, the ability to problem solve, reducing risks, and promoting healthy coping skills (ADCES, 2020). In 2015, the American Diabetes Association (ADA), AADE, and Academy of Nutrition and Dietetics developed a position statement on diabetes self-management education (Powers et al., 2015). The position statement outlined diabetes self-management education and support: DMSE/S programs are designed to address the patient’s health beliefs, cultural needs, current knowledge, physical limitations, emotional concerns, family support, financial status, medical history, health literacy, numeracy, and other factors that influence each person's ability to meet self-management challenges. (Powers et al., 2015 p. 1323) Vandenbosch et. al. (2018) conducted one of the few studies I found in the literature, specifically on self-management education. The study encompassed nine countries and examined newly diagnosed patients with diabetes who received some type of a DMSE program. The programs were either one-on-one, group education, IT-web-based, or peerled group educational programs (Vandenbosch et al., 2018). The researchers clearly outlined the limitations of this study. The study lacked adequate control to draw causal relationships, the samples across nine countries were heterogeneous, and using multiple interviewers could have potentially posed reliability threats (Vandenbosch et al., 2018). The research results favored that all methods of diabetes self-management education improved self-management skills (Vandenbosch et al., 2018). Participants with high health literacy performed better than those with low health literacy, and the individual and group-type programs were shown to have more favorable outcomes (Vandenbosch et HEALTH LITERACY AND DIABETES SELF-MANAGEMENT al., 2018). The researchers found no link between health literacy and the type of selfmanagement program the participants attended (Vandenbosch et al., 2018). In conclusion, there are several recurring themes in literature. The lack of RCTs is apparent (Jiang et al., 2019). Descriptive studies predominated the search results. In the articles reviewed, the majority of the research favors low health literacy's association with a lack of self-efficacy and diabetes self-management skills (Kim & Utz, 2019; Robatsarpooshi et al., 2020; Van der Heide et al., 2014). However, many studies fail to differentiate between the types of health literacy (Vandenbosch et al., 2018). Studies measuring effective interventions are also lacking. Future research to evaluate specific interventions is warranted. Bandura’s theory on self-efficacy is the theoretical framework for this project. Bandura (1995) describes self-efficacy as “beliefs in one's capabilities to organize and execute the course of action required to manage prospective situations” (p. 2). Bandura (1995) explains that there are 4 processes to self-efficacy: cognitive, motivational, affective, and selection. The cognitive processes are guided by positive or negative thoughts that lead to successful or unsuccessful outcomes (Bandura, 1995). Motivational processes are determined by one’s belief in success (Bandura, 1995). The affective processes involve stressors that affect motivation (Bandura, 1995). The selection processes involve people’s environment and how it influences self-efficacy (Bandura, 1995). All four processes affect self-efficacy and thus influence people's motivation for change (Bandura, 1995). Understanding Bandura’s theory can explain the barriers to selfefficacy and diabetes self-management and hence, the reason why this theory was chosen for this project. 14 HEALTH LITERACY AND DIABETES SELF-MANAGEMENT 15 Chapter 3 Methodology The sample will consist of patients who present to a rural health clinic for care in Western Pennsylvania. The sample will be a convenience sample. Inclusion criteria will include all adult patients, 18 years old or older, who present to a rural health clinic and have been diagnosed by their primary care provider with Type 2 diabetes. Exclusion criteria include children under 18 years of age, patients who have never been diagnosed with diabetes, and patients with Type 1 diabetes. Patients who meet inclusion criteria and desire to participate will receive informed consent. The provider will explain informed consent, and the participant will acknowledge they meet the inclusion criteria and agree to participate by answering yes on the designated consent form (Appendix A). The project will be described in detail, providing transparency. Informed consent is outlined and explained that this project is voluntary, participants can withdraw at any time, and there will not be any repercussions for withdrawing. Upon consent, participants will acknowledge their consent by verifying the inclusion criteria. The investigator will retain the consent forms. Participants will be chosen as they present for an office visit. Data collection will occur over two months. The provider will direct the patient to take the All-Aspects Health Survey (AAHLS). This survey will be completed before the office visit. The All Aspects of Health Literacy Scale (AAHLS) tool measures the three types of health literacy: functional, communicative, and critical (Chinn & McCarthy, 2011). (Appendix B) The instrument has a Cronbach alpha of 0.74%, attesting to its reliability (Chinn & McCarthy, 2011). This tool was chosen because it is one of the only tools that measure the three types of health literacy as HEALTH LITERACY AND DIABETES SELF-MANAGEMENT 16 defined by Nutbeam’s Health Literacy Model, and it is simple to administer (Chinn & McCarthy, 2011). This tool consists of 13 items that are easy to use on a web-based forum or paper application. Nutbeam’s model identified three health literacy types linked to individual and social benefits (Rowlands et al., 2015). These benefits can empower patients and are social determinants of health outcomes (Rowlands et al., 2015). Functional health literacy refers to reading and writing skills, numeracy, and basic knowledge regarding health and medical systems (Chinn & McCarthy, 2011). Communicative health literacy is a social skill that measures the ability to interact and communicate (Chinn & McCarthy, 2011). Critical skills are measured by one's ability to analyze health information before making decisions (Chinn & McCarthy, 2011). Once the data from the AAHLS is collected, it will be recorded and compared for functional, communicative, and critical elements of health literacy post-intervention. The AAHLS asks participants to rate their responses to the questions. Some questions are yes/no responses. Some questions ask participants to rate frequency on a 3-point scale, such as "rarely," "sometimes," and "often." In the functional literacy category, the tools ask, "How often do you need someone to help you when you are given information to read by your doctor, nurse, or pharmacist?"; " When you need help, can you easily get a hold of someone to assist you?"; "Do you need help to fill in official documents?" (Barsell et al., 2020, p. 121). Under the Communicative health literacy category, the tool asks, "When you talk to a doctor or nurse, do you give them all the information about your health?"; "When you talk to a doctor or nurse, do you ask questions you need to ask?"; and "When you talk to a doctor or nurse, do you make sure they explain anything you do not understand?" (Barsell et al., 2020, p. 121). Critical health literacy questions include "Are you someone who likes to find out lots of HEALTH LITERACY AND DIABETES SELF-MANAGEMENT 17 different information about your health?"; "How often do you think carefully about whether health information makes sense in your particular situation?"; "How often do you try to work out whether information about your health can be trusted?"; "Are you the sort of person who might question your doctor or nurses' advice based on your own research?" (Barsell et al., 2020, p. 121). The last category the AAHLS addresses is empowerment (Barsell et al., 2020). Empowerment questions include "Do you think there are plenty of ways to have a say in what the government does about health?"; "Within the last 12 months, have you taken action to do something about a health issue?" and "What do you think matters the most for everyone's health? a. Information and encouragement lead to a healthy lifestyle or b. Good housing, education, decent jobs, and good local facilities?" (Barsell et al., 2020 p. 121). There are several limitations to the AAHLS. Utilization of the AAHLS has been limited in prior research (Barsell et al., 2020). The developers tested the instrument on a population in England that was primarily Asian with limited English language skills and on a population lacking diversity (Barsell et al., 2020). The tool has also been faulted for using outdated techniques in factor analysis (Barsell et al., 2020). However, this tool would be the best suited for this project. Health literacy is a relatively new and evolving concept. Therefore, there are limited instruments that would be easy to use in a paper and web-based forum. Once the data is complete, participants' health literacy responses will be compared to the Diabetes Management Self-Efficacy pre-educational program (Appendix C). The Diabetes Management Self-Efficacy scale will be analyzed pre- and post-educational program intervention for change in diabetes self-management. Although the developers of the AAHLS tool did not specify what constitutes low health literacy, it was determined for this study that any questions HEALTH LITERACY AND DIABETES SELF-MANAGEMENT 18 involving functional and communicative health literacy categories indicating needing assistance (sometimes, often, or yes) would be considered in the low health literate category. In addition, any "no" answers in the critical health literacy category would also constitute meeting the low health literacy category. After completion of the AAHLS, the participants will be asked questions to complete the DMSES-Diabetes Management Self-Efficacy Scale- 20 item measure that evaluates patient’s confidence in performing self-care tasks with a Cronbach alpha 0.81% (Van der Bijl et al., 1999). The DMSES is recognized as the most frequently used scale to measure diabetes management self-efficacy (Messina et al., 2018). The instrument asks participants about specific self-skills such as whether they check their blood sugar when necessary, correct blood sugars that are too high or low, manage weight, make good food choices, and follow a diet including when not at home or with social gatherings, monitor feet, manage diet and medications when ill, exercise, and taking medication as prescribed (Messina et al., 2018). According to Lee et al. (2020), in a systematic review of self-efficacy instruments, the authors identified the DMSES as the best instrument with "high-quality evidence for structural and internal consistency and sufficient moderate-quality evidence for reliability and convergent validity" (p. 2). However, the authors acknowledge that none of the instruments evaluated, including DMSES, measured all of the relevant elements in Bandura's self-efficacy model (Lee et al., 2020). This instrument was chosen due to its reliability, validity, and ease of use. The provider will then prompt the participant to review an educational web-based program (Appendix D). The web-based educational program will contain information outlined by the Association of Diabetes Care and Education Specialists (ADCES, 2020). This educational Information, AADE-7, provides a framework that promotes diabetes self-management skills and HEALTH LITERACY AND DIABETES SELF-MANAGEMENT 19 is the foundation diabetes educators use to enhance patients' skills in self-management (ADCES, 2020). AADE-7 offers instruction on diet, exercise, blood sugar monitoring, taking medications, problem-solving, coping, and risk reduction (ADCES, 2020). The educational information was written at a Flesch-Kincaid reading level of 7.5 grade or below (Appendix E). According to the National Institute of Health's "Clear & Simple: Developing Effective Print Materials for LowLiteracy Audiences (2018), it is recommended to either develop educational material 2-3 levels below your target audience or to develop material for the third to fifth reading level. Emphasis will be placed on using plain language, visual communication, and large font. Upon completing the educational activity, the participants will complete the DMSES (Diabetes Management SelfEfficacy Scale) again. The data will be compared for each participant's pre- and post-educational intervention. Comparisons will be made between AAHLS and DMSES pre- and postintervention for low-health literate participants. Participants will be given a pamphlet at the end of the surveys that provides them with future access to the web-based educational program (Appendix F). HEALTH LITERACY AND DIABETES SELF-MANAGEMENT 20 Chapter 4 Results and Discussion A total of twenty respondents participated in the project. However, eight respondents did not complete all of the three surveys. Twelve respondents completed all three surveys. The respondents’ ages ranged from 60-75 years of age. The mean age was 65.9 years. Fifty-eight percent of the participants were female, and forty-two percent were male. All of the respondents were Caucasian. All of the respondents met the inclusion criteria. All were over the age of 18 and were diagnosed with Type 2 diabetes. All respondents consented to participation in the project. The project purpose, participant expectations, the handling of data, and privacy were addressed with each participant. The participants were informed that the project’s objective was to contribute to the body of knowledge for patients with diabetes. A convenience sample of an office in a small, rural primary care clinic was used. Each participant was advised that they may choose to quit the project at any time. The investigator will receive no monetary or non-monetary benefit from the project other than completion of doctoral degree requirements. The respondents initially completed the AAHLS (All Aspects of Health Literacy Scale) (Appendix B). Health literacy was scored on participants' Functional and Critical Health Literacy. Functional health literacy refers to reading and writing skills, numeracy, and basic knowledge regarding health and medical systems (Chinn & McCarthy, 2011). The first three questions of the AAHLS assessed functional health literacy (Chinn & McCarthy, 2011). Thirtythree to 40% of the respondents acknowledged needing assistance with information provided by medical providers. Thirty- three of the respondents required assistance in completing documents. Fifty-eight percent of the respondents felt they could find assistance if needed. It was arbitrarily established before the initiation of the project that low health literacy would be defined as HEALTH LITERACY AND DIABETES SELF-MANAGEMENT 21 answering any of the AAHLS questions indicating deficiencies in either functional, communicative, critical, or empowerment questions. For comparison purposes, according to the United States Census Bureau (2022), 92.6% of McKean County residents have a high school diploma or higher. Nineteen percent of residents have a bachelor's degree or higher (U.S. Census Bureau, 2020). Ninety-five percent of McKean County residents are Caucasian (U.S. Census Bureau, 2020). Nearly fifteen percent of McKean County is under the age of sixty-five and disabled (U.S. Census Bureau, 2020). Twenty-one percent of the population is over the age of 65 (U.S. Census Bureau, 2020) Almost seven percent of McKean County is less than sixty-five and uninsured (U.S. Census Bureau, 2020). None of the participants in this study were college-educated. The majority of the participants completed a high school education. The convenience sample represented the rural community in which the project took place. Communicative health literacy assessment in the AAHLS consists of three questions used to assess Communicative health literacy. Communicative health literacy is a social skill that measures the ability to interact and communicate (Chinn & McCarthy, 2011). The respondents were asked if they gave all the information the doctor, nurse, or pharmacist needed to help them (Chinn & McCarthy, 2011). The respondents could choose between rarely, occasionally, or often. One hundred percent of the respondents answered often. The second communicative question was, "When you talk to your doctor, nurse, or pharmacist, do you ask the questions you need to ask?" (Chinn & McCarthy, 2011). One hundred percent of the respondents answered often. The third communicative question asked, "When you talk to your doctor, nurse, or pharmacist, do you make sure they explain anything you do not understand?” (Chinn & HEALTH LITERACY AND DIABETES SELF-MANAGEMENT 22 McCarthy, 2011). Ninety-two percent of the respondents answered often. Eight percent of the respondents answered sometimes. The third element of the AAHLS involves critical health literacy. Four questions address critical health literacy. Critical health literacy is one’s ability to process health information to formulate appropriate decisions (Chinn & McCarthy, 2011). The first question asks, “Are you someone who likes to find out lots of different information about your health?” (Chinn & McCarthy, 2011). Again, respondents may respond often, sometimes, or rarely. This question resulted in a variety of responses. Forty-two percent of the respondents answered "often ." Thirty-three percent answered "sometimes," and twenty-five percent answered "rarely." Critical health literacy question number two asked, "How often do you think carefully about whether health information makes sense in your situation?". Results in this question varied as well. Thirty-three percent of the respondents answered "often". Fifty percent answered “sometimes.” Seventeen percent of the respondents answered "rarely.” Critical health literacy question number three asks, "How often do you work out whether information about your health can be trusted?" The respondents could choose the answers: often, sometimes, or rarely. Thirty-three of the respondents answered "often". Seventeen percent answered "sometimes", and fifty percent answered “rarely.” Consistently found throughout this project, critical health literacy in this population is lacking in this population subset. The last critical health literacy question asks, "Are you the sort of person who might question your doctor or nurse's advice based on your own research?". The respondents can answer "Yes, definitely, maybe, sometimes, and not really." Seventeen percent of the respondents answered "Yes, definitely." Fifty-eight percent of respondents answered "Maybe, sometimes," and twenty-five percent of respondents answered, "Not really." HEALTH LITERACY AND DIABETES SELF-MANAGEMENT 23 After completing the AAHLS, participants were directed to complete the Diabetes SelfManagement Efficacy Scale (Appendix C). The participants then reviewed the diabetes educational web-based education website. After completing the web-based educational program, the participants completed the DMSES again. The investigator navigated the web-based educational program with each participant, ensuring the completion of each educational section. The DMSES consists of 20 questions relating to the ability to manage their diabetes (Messina et al., 2018). Table 1 reports the data from the DMSES pre-and post-educational material. Table 1 DMSES Pre- and post-educational material DMSES Questions Pre-educational Website Post Educational Website N N=12 Y N Y N 1. I am confident that I am able to check my blood sugar if necessary. 100 % 0 100 % 0 2. I am confident that I am able to correct my blood sugar when my sugar level is too high. 92% 8% 75% 25% 3. I am confident that I am able to correct my blood sugar when my sugar level is too low. 92% 8% 100 % 0 4. I am confident that I am able to choose the correct foods. 100 % 0 92% 8% 5. I am confident that I am able choose different foods and stick to a healthy eating plan. 83% 17% 92% 8% 6. I am confident that I am able to keep my weight under control. 92% 8% 75% 25% 7. I am confident I am able to examine my feet for cuts. 100 % -0 100 % 0 HEALTH LITERACY AND DIABETES SELF-MANAGEMENT 24 8. I am confident that I am able to take enough exercise. 83% 17% 92% 8% 100 % 0 100 % 0 10. I am confident that I am able to follow a healthy eating plan most of the time. 83% 17% 92% 8% 11. I am confident that I am able to take more exercise than the doctor advises me to. 83% 17% 92% 8% 100 % 0 13. I am confident that I am able to follow a healthy eating plan when I am away from home. 92% 8% 75% 25% 14. I am confident that I am able to adjust my eating plan when I am away from home. 92% 8% 67% 33% 15. I am confident that I am able to follow a healthy eating plan when I am on a holiday. 75% 25% 67% 33% 16. I am confident that I am able to follow a healthy eating pattern when eating out or at a party. 75% 25% 75% 25% 17. I am confident that I am able to visit my doctor once a year to monitor my diabetes. 100 % 0 100 % 0 18. I am confident that I am able to adjust my eating plan when I am feeling stressed or anxious. . 75% 19. I am confident that I am able to take my medications as prescribed. 100 % 0 100 % 0 20. I am confident that I am able to adjust my medication when I am ill. 83% 17% 92% 8% 9. I am confident that I am able to adjust my eating plan when I am ill. 12. I am confident that when taking more exercise, I am able to adjust my eating plan. 25% 92% 8% 75% 25% Diabetes Self-Management Self-Efficacy Scale (Messina et al., 2018) The results of the pre-post DMSES testing after the web-based educational program was administered showed eight out of twenty questions in which the participants felt more confident. Seven questions remained the same, and the participants were less confident in five questions. Question three asked the participants if they were confident correcting low blood sugar (Messina et al., 2018). Ninety-two percent answered yes in the pre-DMSES, and one hundred percent answered yes in the post-DMSES. In question five, the participants were only eighty-three HEALTH LITERACY AND DIABETES SELF-MANAGEMENT 25 percent confident they could choose different foods and stick to a healthy diet. Post-educational program, the participants were ninety-two percent confident. Question eight addresses the participants' confidence to get enough exercise. The participants were eighty-three percent confident pre-program and ninety-two percent confident post-program. Questions eleven and twelve also addressed exercise, and the results showed increased confidence after the educational program. The participants also felt more confident answering question twenty. This question asked if the participants were confident they could adjust their medication when ill (Messina et al., 2018). Participant's confidence increased from eighty-three percent to ninety-two percent after the educational program. Questions that the participants were less confident about include correcting blood sugar that is too high, choosing the correct foods, keeping weight under control, and sticking to a diet plan away from home. HEALTH LITERACY AND DIABETES SELF-MANAGEMENT 26 Chapter 5 Summary, Conclusions, and Recommendations The data provided by this project is interesting. It contributes to our body of knowledge regarding health literacy and self-efficacy in diabetes. However, several confounding variables limit the project's generalizability. The use of a select, convenience sample is a significant limitation to the generalizability of the project. The sample consisted of a small subset of participants, lacking diversity, who received care in a specific primary care rural health clinic. The sample demographics represented the county census statistics fairly well but lacked diversity to be generalized to a larger population. In addition, all participants had an established providerpatient relationship with the investigator. It is possible that the participants inaccurately answered questions in an attempt to please the investigator. It is also possible that the participants could feel that there could be repercussions for answering accurately. A blind study would have been more reliable. This was attempted using a strictly web-based project; however, lack of participation and inaccurate survey answering prohibited this. Unfortunately, the participants would only complete one or two of the surveys in the web-based format. There is also bias in this methodology because a single provider may use specific techniques to educate patients with diabetes that other providers may not. For example, this provider may discuss the importance of obtaining hemoglobin A1Cs for glycemic control, whereas other providers may discuss this testing with their patients in less detail. On the basis of having a single provider could lead to bias in their knowledge of diabetes self-management skills. Another limitation pertains to accuracy in answering the surveys due to apathy from form completion. Despite attempts to choose user-friendly instruments, the participants had to answer HEALTH LITERACY AND DIABETES SELF-MANAGEMENT 27 fifty-three questions and review seven pages of educational material. This invariably increased the time of their office visit, and the participants may have wanted to rush through the surveys. The surveys themselves appeared labor-intensive in this setting. A strictly web-based survey and educational program would have been ideal if there was interest. There may have been a couple of reasons for the lack of interest. One reason may have been the need for more confidence in using the internet, given the age of the study participants. Another reason could have been a confusing web design. In addition, there may also be a disconnect between acting on and wanting to change diabetes outcomes. A repeating theme participants confided during the administration was that they had the knowledge but were unwilling to change habits that led to improved glycemic control. Kim et al. (2019), in a qualitative study of health literacy, reported a disconnect in applying self-management skills despite participants' motivation and learned self-management techniques. Bandura (1995) defined health literacy as “beliefs in one’s capabilities to organize and execute the course of action required to manage prospective situations” (p. 2). Apparent in this project is that the belief in one's capabilities does not equate to being capable of change. The respondents in this project expressed confidence in their diabetes self-management skills, yet once educated on diabetes, they felt less confident in several categories. Future research is paramount to determine how to motivate patients to change their health habits. Future health literacy instruments should focus on assessing patient empowerment. The instrument administered to participants in this project answered questions indicating a deficiency in functional, communicative, critical, or empowering health literacy. All of the participants met the criteria established for this project for low health literacy. However, this instrument does not gauge the degree of health illiteracy, and the instruments fall short of HEALTH LITERACY AND DIABETES SELF-MANAGEMENT 28 addressing more recent definitions of health literacy. According to Lui et al. (2020), in a systematic review of the meaning of health literacy, the authors acknowledge that the fundamental basics of health literacy do not address the ability of patients to synthesize health information to formulate educated decisions regarding their health. In essence, it is not just about numeracy or communication but more about the ability to process large amounts of information to improve self-efficacy (Lui et al., 2020). Health care is a complex system to navigate. The inability to navigate the system leads to poor health outcomes in those with lower health literacy (Lui et al., 2020). Future research is necessary to provide a quantitative ability to gauge the degree of health literacy, address broader definitions of health literacy, and study-specific actions or methods that could be used to improve health literacy. The Healthy People 2030 Initiative has recognized the need for the healthcare industry to address personal and organizational health literacy deficiencies to improve health disparities that arise in the current system (Santana et al., 2021). HEALTH LITERACY AND DIABETES SELF-MANAGEMENT 29 References Association of Diabetes Care and Education & Education Specialists. (2020). 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Journal of General Internal Medicine, 29(1), 59-67. https://doi.org/10.1007/s11606-013-2582-2 Yao, J., Wang, H., Yin, J., Guo, X., & Sun, Q. (2019). The Association between self-efficacy and self-management behaviors among Chinese patients with Type 2 diabetes. PLoS One, 14(11), 1-12. https://doi.org/10.1371/journal.pone.0224869 HEALTH LITERACY AND DIABETES SELF-MANAGEMENT Appendices 34 HEALTH LITERACY AND DIABETES SELF-MANAGEMENT 35 Appendix A Jump Start Diabetes: Consent: 1. I am 18 years of age or older and have Type 2 Diabetes. Yes No 2. I understand that this survey is voluntary. The information collected will be used in a study. My information is anonymous. By answering yes, I agree to participate and understand I can withdraw at any time during the survey process. Yes No HEALTH LITERACY AND DIABETES SELF-MANAGEMENT 36 Appendix B AAHLS Questionnaire 1. How often do you need someone to help you when you are given information to read by your doctor, nurse, or pharmacist? Often Sometimes Rarely 2. When you need help, can you easily get a hold of someone to assist you? Often Sometimes Rarely 3. Do you need help to fill in official documents? Often Sometimes Rarely 4. When you talk to a doctor or nurse, do you give them all the information they need to help you? Often Sometimes Rarely 5. When you talk to a doctor or nurse, do you ask the questions you need to ask? Often HEALTH LITERACY AND DIABETES SELF-MANAGEMENT 37 Sometimes Rarely 6. When you talk to a doctor or nurse, do you make sure they explain anything you do not understand? Often Sometimes Rarely 7. Are you someone that likes to find out lots of different information about your health? Often Sometimes Rarely 8. How often do you think carefully about whether health information makes sense in your particular situation? Often Sometimes Rarely 9. How often do you try to work out whether information about your health can be trusted? Often Sometimes Rarely HEALTH LITERACY AND DIABETES SELF-MANAGEMENT 38 10. Are you the sort of person who might question your doctor’s or nurse’s advice based on your own research? Yes, definitely. Sometimes, maybe Not really 11. Do you think there are plenty of ways to have a say in what the government does about health? Yes, definitely. Sometimes, maybe Not really 12. In the past 12 months, have you taken action to do something about a health issue that effects your family or community? Yes No 13. What do you think matters most for everyone’s health? a. Information and encouragement to lead to healthy lifestyles. b. Good housekeeping, education, decent jobs, and good local facilities HEALTH LITERACY AND DIABETES SELF-MANAGEMENT 39 Appendix C DMSES Questionnaire 1. I am confident I am able to check my blood sugar if necessary. Yes No 2. I am confident that I am able to correct my blood sugar when my sugar level is too high. Yes No 3. I am confident that I am able to correct my blood sugar when my sugar level is too low. Yes No 4. I am confident that I am able to choose the correct foods. Yes No 5. I am confident that I am able to choose different foods and stick to a healthy eating pattern. Yes No 6. I am confident that I am able to keep my weight under control. Yes No HEALTH LITERACY AND DIABETES SELF-MANAGEMENT 40 7. I am confident that I am able to examine my feet for cuts. Yes No 8. I am confident that I am able to take enough exercise. Yes No 9. I am confident that I am able to adjust my eating plan when I am ill. Yes No 10. I am confident that I am able to follow a healthy eating plan most of the time. Yes No 11. I am confident that I am able to take more exercise than the doctor advises me to. Yes No 12. I am confident that when taking more exercise, I am able to adjust my eating plan. Yes No 13. I am confident that I am able to follow a healthy eating plan when I am away from home. Yes No 14. I am confident that I am able to adjust my eating plan when I am away from home. HEALTH LITERACY AND DIABETES SELF-MANAGEMENT 41 Yes No 15. I am confident that I am able to follow a healthy eating plan when I am on a holiday. Yes No 16. I am confident that I am able to follow a healthy eating pattern when I am eating out or at a party. Yes No 17. I am confident that I am able to visit my doctor once a year to monitor my diabetes. Yes No 18. I am confident that I am able to adjust my eating plan when I am feeling stressed or anxious. Yes No 19. I am confident that I am able to take my medications as prescribed. Yes No 20. I am confident that I am able to adjust my medications when I am ill. Yes No HEALTH LITERACY AND DIABETES SELF-MANAGEMENT Appendix D Link to web-based educational program www.jumpstartdiabetes.org 42 HEALTH LITERACY AND DIABETES SELF-MANAGEMENT Appendix E Flesch-Kincaid Results for web-based educational program 43 HEALTH LITERACY AND DIABETES SELF-MANAGEMENT 44 Appendix F Type 2 Diabetes An educational brochure The website may be accessed at www.jumpstartdiabetes.org AADE 7 Healthy Eating: A healthy eating plan is a personal plan that promotes weight loss, low calories and low in fats. Exercise: Exercise for weight loss and improve heart function. Monitoring: Monitor blood sugar by self-glucose monitoring and lab work to improve diabetes control. Routine vision checks and foot care. Medications: Take medications regularly to improve blood sugar control. Problem Solving: Knowing how to manage high and low blood sugar levels. HEALTH LITERACY AND DIABETES SELF-MANAGEMENT 45 Coping: Learn to reduce stress. Reduce Risks: Keep blood sugar levels under control to prevent heart disease, stroke, kidney disease and blindness. Reference Association of Diabetes Care and Specialists (n.d.), AADE7 Self-care behaviors. (2020). Retrieved from Association of Diabetes Care and Education & Education Specialists : https://www.diabeteseducator.org/living-with-diabetes/aade7-self-care-behaviors